LegalTech Hard 1,200/mo

Regulatory Filing Automation

Automate recurring regulatory filings for SEC, state agencies, and industry-specific regulators. AI prepares forms, tracks deadlines, and ensures accuracy — preventing costly penalties from missed or incorrect filings.

AutomationCompliance
MRR Potential
$15K–$65K
Time to MVP
12–14 weeks
Search Volume
1,200/mo
Market Size
$3.8B

The Problem

Regulated companies file 50–200+ reports annually across SEC, state, and industry regulators. Each has different forms, formats, and deadlines. Filing errors result in $10K–$1M fines. Compliance teams spend 40% of time on form preparation instead of analysis. Annual report season requires all-hands-on-deck for 4–6 weeks.

The Solution

Regulatory filing automation platform that maintains a filing calendar across all regulators, pre-populates forms from your corporate data, validates submissions for completeness and accuracy, and tracks filing confirmations — reducing preparation time by 70%.

Target Audience

Compliance teams at public companies filing with the SEC, regulated businesses (fintech, healthcare, insurance) with recurring filings, and corporate secretaries managing multi-state compliance

Key Features

1
Multi-regulator filing calendar covering SEC, state SOS, and industry-specific bodies
2
Form pre-population from corporate data store with auto-fill for recurring filings
3
Validation engine checking for completeness, consistency, and format compliance
4
Filing confirmation tracking with receipt archival for audit defense
5
Change detection alerting when regulators update forms or requirements
6
Team workflow with review and approval chain before submission

Market Opportunity

Market Size
$3.8B — RegTech and regulatory reporting software growing at 19.8% CAGR
Monthly Searches
1,200/mo
MRR Potential
$15K–$65K
Why Now?

Regulatory requirements are increasing in volume and complexity. SEC is mandating digital filing formats (iXBRL). State filing requirements are being standardized. AI can now parse and prepare regulatory forms accurately. Compliance talent shortage means automation is essential, not optional.

Revenue Model

Per-entity: $199/mo (up to 3 regulators), $399/mo (up to 10 regulators), $799/mo (unlimited regulators + team). Enterprise: custom with dedicated onboarding. Annual: 20% discount.

Competitive Landscape

Workiva

Enterprise SEC reporting platform. $100K+/yr, designed for large public companies

Donnelley Financial (DFIN)

SEC filing services. $50K+/yr, service + software model

CT Corporation

Filing services + registered agent. Per-filing pricing, human-driven not automated

Manual preparation

In-house paralegals preparing filings manually. 4–8 hours per filing, error-prone

Recommended Tech Stack

Next.jsPythonPostgreSQLSEC EDGAR APIOpenAI APIAWS S3RedisBull (job queue)

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